-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J/l84Pyaxc/aiCudQG04wiKiozbz7oc+pvmQyQprv4HFen9f+0oUjkmf10Bxeomi o6jDAINtvly609Xw4ml6VA== 0001019687-01-500780.txt : 20010907 0001019687-01-500780.hdr.sgml : 20010907 ACCESSION NUMBER: 0001019687-01-500780 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010906 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARVEY ELECTRONICS INC CENTRAL INDEX KEY: 0000046043 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RADIO TV & CONSUMER ELECTRONICS STORES [5731] IRS NUMBER: 131534671 STATE OF INCORPORATION: NY FISCAL YEAR END: 1101 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-03251 FILM NUMBER: 1732040 BUSINESS ADDRESS: STREET 1: 205 CHUBB AVENUE CITY: LYNDHURST STATE: NJ ZIP: 07071 BUSINESS PHONE: 2018420078 MAIL ADDRESS: STREET 1: 205 CHUBB AVENUE CITY: LYNDHURST STATE: NJ ZIP: 07071 FORMER COMPANY: FORMER CONFORMED NAME: HARVEY GROUP INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HARVEY RADIO CO DATE OF NAME CHANGE: 19700731 FORMER COMPANY: FORMER CONFORMED NAME: HARVEY RADIO CO INC DATE OF NAME CHANGE: 19690918 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LARSON MATHEW & ALICIA CENTRAL INDEX KEY: 0001156822 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 113545962 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 2 CORNELIA STREET CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 2126271862 MAIL ADDRESS: STREET 1: 2 CORNELIA STREET CITY: NEW YORK STATE: NY ZIP: 10014 SC 13G 1 larson_13g-090601.txt ------------------------------ OMB APPROVAL ------------------------------ OMB Number 3235-0145 Expires: November 30, 1999 Estimated average burden hours per response ..... 14.90 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Harvey Electronics, Inc. ________________________________________________________________________________ (Name of Issuer) Common Stock ________________________________________________________________________________ (Title of Class of Securities) 417660107 _______________________ (CUSIP Number) Sept. 6, 2001 ________________________________________________________________________________ (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [X] Rule 13d-1(c) [_] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 pages SEC 1745 (11-99) CUSIP No. 417660107 13G Page 2 of 5 Pages ________________________________________________________________________________ 1. Name of Reporting Persons I.R.S. Identification Nos. of above persons (entities only) Matthew Larson and Alicia Larson ________________________________________________________________________________ 2. Check the Appropriate Box If a Member of a Group (See Instructions) (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC Use Only ________________________________________________________________________________ 4. Citizenship or Place of Organization USA ________________________________________________________________________________ 5. Sole Voting Power NUMBER OF 196,800 SHARES _________________________________________________________________ BENEFICIALLY 6. Shared Voting Power OWNED BY EACH _________________________________________________________________ REPORTING 7. Sole Dispositive Power PERSON 196,800 WITH: _________________________________________________________________ 8. Shared Dispositive Power ________________________________________________________________________________ 9. Aggregate Amount Beneficially Owned by Each Reporting Person 196,800 ________________________________________________________________________________ 10. Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [_] ________________________________________________________________________________ 11. Percent of Class Represented by Amount in Row (11) 6% ________________________________________________________________________________ 12. Type of Reporting Person (See Instructions) IN ________________________________________________________________________________ CUSIP No. 417660107 13G Page 3 of 5 Pages ________________________________________________________________________________ Item 1(a). Name of Issuer: Harvey Electronics, Inc. ________________________________________________________________________________ Item 1(b). Address of Issuer's Principal Executive Offices: 205 Chubb Ave., Lyndhurst, NJ 07071 ________________________________________________________________________________ Item 2(a). Name of Person Filing: Matthew Larson and Alicia Larson ________________________________________________________________________________ Item 2(b). Address of Principal Business Office, or if None, Residence: c/o CIBC 200 Liberty St., NYC, NY 10281 ________________________________________________________________________________ Item 2(c). Citizenship: USA ________________________________________________________________________________ Item 2(d). Title of Class of Securities: Common ________________________________________________________________________________ Item 2(e). CUSIP Number: 417660107 ________________________________________________________________________________ Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: (a) [_] Broker or dealer registered under Section 15 of the Exchange Act. (b) [_] Bank as defined in Section 3(a)(6) of the Exchange Act. (c) [_] Insurance company as defined in Section 3(a)(19) of the Exchange Act. (d) [_] Investment company registered under Section 8 of the Investment Company Act. (e) [_] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [_] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [_] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [_] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [_] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [_] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). If this statement is filed pursuant to Rule 13d-1(c), check this box. [X] CUSIP No. 417660107 13G Page 4 of 5 Pages Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 196,800 (b) Percent of class: 6% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 196,800 (ii) Shared power to vote or to direct the vote (iii) Sole power to dispose or to direct the disposition of 196,800 (iv) Shared power to dispose or to direct the disposition of ________________________________________________________________________________ Item 5. Ownership of Five Percent or Less of a Class. ________________________________________________________________________________ Item 6. Ownership of More Than Five Percent on Behalf of Another Person. ________________________________________________________________________________ Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. ________________________________________________________________________________ Item 8. Identification and Classification of Members of the Group. ________________________________________________________________________________ Item 9. Notice of Dissolution of Group. ________________________________________________________________________________ Item 10. Certifications. (a) The following certification shall be included if the statement is filed pursuant to Rule 13d-1(b): "By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect." (b) The following certification shall be included if the statement is filed pursuant to Rule 13d-1(c): "By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect." CUSIP No. 417660107 13G Page 5 of 5 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 9-6-2001 ---------------------------------------- (Date) /s/ Matthew Larson ---------------------------------------- (Signature) /s/ Alicia Larson ---------------------------------------- (Signature) Investor ---------------------------------------- (Name/Title) Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties for whom copies are to be sent. Attention. Intentional misstatements or omissions of fact constitute federal criminal violations (see 18 U.S.C. 1001). -----END PRIVACY-ENHANCED MESSAGE-----